Missouri’s Predominant Purpose Test
Comic book creator Todd McFarlane introduced the popular comic series Spawn in 1992.1 In 1993, McFarlane introduced the fictional, mafia boss into the Spawn mythos known as “Antonio Twistelli,” a/k/a “Antonio Twist,” a/k/a “Tony Twist.” Id. McFarlane acknowledged in the comic’s September 1994 issue that he named “Tony Twist” after Quebec Nordiques hockey player Tony Twist. Id.
In 1997, hockey player Tony Twist, now playing for the St. Louis Blues, learned of the infamous comic book character after numerous young hockey fans approached Twist’s mother with Spawn trading cards featuring the fictional mob villain. Id. at 367. Twist subsequently filed suit against McFarlane and various companies associated with the Spawn comic book. Id. A St. Louis based-jury returned a $24,500,000 verdict in favor of Twist. Id. 368-69.
On appeal, the Missouri Supreme Court declared that Twist’s “right-of-publicity tort,” should balance against McFarlane’s freedom of expression under a new, Missouri standard. Looking at standards implemented across the country, such as the transformative use test, the Missouri Supreme Court stated the current tests afforded a defendant too much protection when her speech is only somewhat “expressive.” Id. at 372-74. Therefore, the court created its own standard – the predominant purpose test:
If a product is being sold that predominantly exploits the commercial value of an individual’s identity, that product should be held to violate the right of publicity and not be protected by the First Amendment, even if there is some “expressive” content in it that might qualify as “speech” in other circumstances. If, on the other hand, the predominant purpose of the product is to make an expressive comment on or about a celebrity, the expressive values could be given greater weight.
Id. at 374. The Court then held that “the use and identity of Twist’s name has become predominantly a ploy to sell comic books and related products rather than an artistic or literary expression, and under these circumstances, free speech must give way to the right of publicity.” Id.
Ironically, after barraging the transformative use test for failing to effectively balance speech and property rights, Missouri’s Supreme Court conducted little balancing itself, simply finding commercial value based on Twist’s ability to make a prima facie case. By the court’s logic, almost any fictional character referencing a famous individual is likely to be a commercial exploitation lacking credible expression.2
In creating the predominant purpose test, the Court forgot that commercial and expressive value will inextricably blend together. Most artists intend to express themselves while also supporting themselves financially.3 It is virtually impossible to view the two principles independently because both are the intention of a professional. Moreover, neither predominates; the two “cannot be separated out ‘from the fully protected whole.’” See Hoffman v. Capital Cities/ABC, Inc., 255 F.3d 1180, 1185 (citing Gaudiya Vaishnava Soc’y v. City & County of San Francisco, 952 F.2d 1059, 1064 (9th Cir.1990) And as courts have stated repeatedly, the First Amendment protects artistic works regardless of the creator’s desire to profit.4
Further the predominant purpose test protects shrewd defendants appearing to convey expressive speech, but who are in reality masking their attempt to gain commercial value. This placement on intent renders the predominant purpose test overly simplistic.
Take for example the possibility of McFarlane littering his internal documents with self-serving statements pushing his creation of “Tony Twist” as predominantly, or entirely, based in expressive speech. Therefore, under this test, artists foreseeing the possibility of litigation with a wronged celebrity could simply wrap themselves in the First Amendment from the onset of their “creative” endeavor, guaranteeing themselves victory in Missouri. Similarly, an artist could truly be predominantly motivated by expressive comment, but in reality be promoting commercial exploitation. They too would be shielded from losing in a right of publicity suit. By looking at an artist’s intent, or supposed intent, the court misses its own underlying question – was the work predominantly commercial or expressive?5
For these reasons, Missouri’s Predominant Purpose Test is lacking at best. It promotes the chilling of free speech while allowing shrewd creators to bypass the test’s underlying purpose with its overly narrow focus on intent.
Superheroes Should Sue in Missouri
So what about Spider-Man and my suction cup action figure mentioned in the first post? Chances are Spidey would have a pretty good right of publicity claim against Hasbro under either test. Even under the looser transformative use test the figure is little more than a miniaturized depiction of Spider-Man. Although the toy company could argue that adding suction cups to Spider-Man’s figure shows a significant creative component, that the company transformed Spider-Man’s likeness into its own expression, such a literal depiction of Spider-Man is little more than mere imitation.
Now, as we all know too well, toy companies can only produce so many versions of a superhero’s likeness before their toys become unquestionably gimmicky and strangely ridiculous. A prime example: all of those “specialized” Teenage Mutant Ninja Turtle and Batman action figures that dorky kids like me never wanted; they just weren’t “real” enough. “Piranha Blade Batman,” and TMNT’s “Bandito-Bashin’ Mike” are two classic examples of toy companies simply giving up.
But in addition to worthless accessories, these gimmicky action figures come with the greatest chance of being legally transformative. Disregarding a toy company’s use of a superhero’s name – these gimmicky figures are not mere imitations of a superhero’s likeness. In fact, a company could, and likely would, argue that these figures are meant to comment on a superhero – to convey a message of action or danger or “piranha-ness.” Further, arguing that an action figure conveys a significant artistic message would be even easier with a figure like “Crimson Mist Batman,” which depicts the Dark Knight as a feral (not sparkly) vampire. The key: the further an action figure – or indeed any product – deviates from being simply a replica of a superhero, the slimmer a chance a hero has in wining his or right of publicity action. That is, of course, if the court utilizes the transformative use test.
If the superhero sued in Missouri, however, he or she would likely win millions of dollars based on the plaintiff-deferential predominant purpose test. Of course, it would also help if the superhero was a St. Louis celebrity.