Fort Wayne Journal Gazette

Law and the Multiverse has been featured in the Fort Wayne Journal Gazette. James and Ryan were interviewed last week.

Law and the Multiverse Mailbag

This is the first in what we hope is a series of posts in which we answer questions from our readers.  We always welcome questions and post suggestions, which you can email to james@lawandthemultiverse.com and ryan@lawandthemultiverse.com. But before we get to today’s questions, I wanted to give a quick thank you to François Guy, who has provided this French translation and adaptation of our post on Batman and Patents.  Now on to the mail.

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Superheroes and Flying I: Air Safety and Registration

According to the Federal Aviation Administration, there are approximately 7,000 aircraft in the air over the continental US at any given time. That looks something like this. Congress has claimed sovereignty over U.S. airspace and has given authority to the Administrator of the FAA to “develop plans and policy for the use of the navigable airspace and assign by regulation or order the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace.” 49 U.S.C. § 40103.

So what does this mean for our flying superheroes?

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The Law and the Multiverse Holiday Special

You might not know it, but Santa Claus has been a character in both the DC and Marvel universes, which makes him fair game for our blog.  In this post we take a look at Santa and the law.

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Superhero Contract Law, Part One

Some superheroes like Batman and Iron Man are independently wealthy.  Some, like Wolverine, seem content with a fairly rough and tumble lifestyle.  But what about your everyday, working superheroes, the ones that have to take jobs on the side to make ends meet?  Some, like Spiderman, may work a normal job held by their alter egos.  Sometimes, though, superheroes take jobs that explicitly require the use of their powers.  For example, in one alternate continuity, Colossus worked as a construction worker, a job for which his super strength was no doubt very useful.

But these are comic book superheroes, which we know are prone to losing their powers for a variety of reasons.  What happens if a superpowered individual contracts around his or her powers and then loses them? Or what if Metropolis is attacked by a supervillain and our hero is called away to deal with it? The answer depends on whether the promised work is now impossible to perform.

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Superheroes and Immigration Status

One of the most frequent questions this blog has generated, both in comments and in emails, is “What about Superman’s immigration status?”

This is that post.

Immigration law is a purely federal matter and is codified in Title 8 of the United States Code, particularly Chapter 12. Regulations on the subject–the practical implementation of statutes–are found in Title 8 of the Code of Federal Regulations, especially Chapter 5. There are enough different situations created by various superhero characters that we can really put these laws through their paces.

This is a subject that inherently touches on international issues, but since most of the main comic book stories are either set in the United States or completely off-planet, this post will limit itself to discussions of United States law.

The United States immigration process is really, really difficult. We’ll make reference to that chart later.

I. Superheroes Born Elsewhere but Raised in the US, e.g. Superman

8 U.S.C. § 1181 provides that with certain exceptions,

[N]o immigrant shall be admitted into the United States unless at the time of application for admission he

(1) has a valid unexpired immigrant visa or was born subsequent to the issuance of such visa of the accompanying parent, and

(2) presents a valid unexpired passport or other suitable travel document, or document of identity and nationality, if such document is required under the regulations issued by the Attorney General

This creates immediate problems for Superman. He’s not going to have any documentation, as he never went through customs and thus never had an opportunity to acquire the appropriate documentation. The basic story is that Superman, (original name Kal-El), was born on the planet Krypton just before it was destroyed by… something. Depends who you ask. Anyway, Kal-El’s parents put him on a starship escape pod which crash landed in rural Kansas, where Jonathan Kent found him and took him home, raising him as Clark Kent, and only learning later about his super powers.

The actual history of Superman comics is of note here, as Action Comics #1 was published in 1938, when the country, still reeling from the lingering effects of the Great Depression, was smacked by the Recession of 1937. Unemployment was well north of 15%. The Dust Bowl was recent history. So the idea that a motorist in Kansas would discover an abandoned baby on the side of the road was depressingly plausible. In an age when immigration laws were far more lax than they are today, no one was going to ask any questions about the origin of such a child or his lack of a birth certificate.

Granted, the timing would mean that Kal-El would have crashed to earth sometime earlier in the twentieth century, but it seems plausible that the environment in which the comic was actually published would have a lot to do with the way original readers interpreted things.

Of course, recent rewrites do not necessarily enjoy the benefits of those earlier legal environments. Adopting a random infant is actually a lot harder to do these days, as state laws about that sort of thing create a lot of hoops for potential parents to jump through. The upshot is that some kind of documentation would be needed for an infant who basically appears out of thin air. That would require clever forgeries at the very least.

Or a retcon. In at least one version of Superman’s origin story, Jor-El did not place him in the rocket as an infant, but Kal-El was actually in a “birthing matrix” and was thus “born” on Earth, making him a natural born citizen of the United States and thus eligible to be President. Or at least that’s what the Supreme Court held in a 9-0 ruling. Depending on your views of Supreme Court jurisprudence, this may not even be the most fanciful thing they’ve ever done.

II. Adult Alien Superheroes

But this is also an issue for other characters. Kurt Wagner is a German national. Piotr Rasputin is Russian. Professor Xavier could theoretically have sponsored them as an employer under 8 U.S.C. § 1151(d), making them eligible for an employment-based immigrant visa. Take a look at the chart linked above. Persons with “extraordinary ability” are given preferential treatment in the immigration system (8 U.S.C. § 1153(b)(1)(a)) and are eligible for E1 visas. So any superhero connected to some kind of organization, public or private, e.g. the X-Men, the Avengers, the Justice League of America, etc., will probably be able to get this done pretty easily, as they’ve got an employer willing to put their extraordinary abilities to immediate use for the benefit of the country.

Still, the process is not immediate. Visas are issued on a priority basis, but getting a green card–i.e. permission to reside and work in the US permanently–can take a year or two, and actual citizenship can take up to seven years.

One final point: a lot of super characters travel really fast, and do so using their own means of transportation. Superman flies. Nightcrawler teleports. The Flash simply runs really fast, etc. Going from Metropolis to Ohio isn’t that big of a deal, as travel within the United States can be done almost entirely without government authorization, particularly if you aren’t using a commercial airline. But in addition to massive violations of airspace (there’s another post!), simply showing up in another country without going through customs is illegal. Wolverine deciding to go to Alberta to discover his origins is all well and good, but he’s going to have to cross the border somewhere (probably North Dakota), and that means either showing a passport or jumping the border. In essence, a law abiding superhero is going to need official documents, and as discussed earlier, that has its own problems.

III. Foreign Dignitaries

But what about T’Challa, Namor, or even Victor von Doom? All of these are either heads of state or at the very least official representatives of their respective governments.

Now we get into the Vienna Convention on Diplomatic Relations, which forms the basis for diplomatic immunity. But while diplomatic status does grant one certain advantages while on US soil, it does not in fact guarantee one admission to the country or provide the right to work for anyone other than one’s home country. Ejecting foreign diplomats is a serious but routine way for nations to express displeasure with other nations without committing an act of war or seriously endangering trade relations. So the fact that certain superheroes potentially have diplomatic status does not necessarily make things any easier for them. It is not entirely clear that someone eligible for diplomatic status would be eligible for the E1 visa that various characters without governmental ties would probably get. This is largely because in the real world, no one with diplomatic status seems to have tried do that, as having diplomatic status basically means one already has (or does not need) a job.

IV. Other Issues

But what about the really weird stuff? Like Thor, or the Shi’ar, or the New Gods?

Well Thor appears to have taken on the body of a citizen, which creates an interesting philosophical problem about the nature and identity of persons. This is exactly the kind of question a court is simply going to punt. It seems most likely that the court would simply grant Thor all of the legal statuses of Blake and have done with it.

Extraterrestrials are a different matter, but it would seem that there is a first-order question that needs to be asked. Actually, this question should probably be asked before any of them. Namely, “Is this character attempting to be part of the world or to blow it up?” If a character is attempting to exist in human society for one reason or another, they’ll need to deal with immigration law in some way. But if they’re, say, attempting to destroy all of reality, well, immigration status probably isn’t something they’re going to lose much sleep over. That’s obviously the extreme case, but someone intent on destroying a major city or taking over the world isn’t probably going to care much about immigration law either, nor will the legal system probably waste much time trying to nail them on something like that when there are available claims for things like attempted genocide.

It is unclear how the legal system would deal with the immigration status of extraterrestrials. Sure, the term “alien” could easily be read to include persons not from this planet in addition to persons not from this country, but practically speaking, no one is actually going to want to do that. Some other solution would almost certainly be implemented. They could simply be granted diplomatic status across the board.

V. Conclusion

Immigration creates a whole new set of problems for superhero characters, and a character that wants to stay on the right side of the law is going to need to figure out how to make this work. Fortunately, there appears to be an existing path to admittance and even citizenship for super powered characters in the form of the priority E1 visa. Other situations will probably require some degree of subterfuge if not outright forgery.

Commentary by James Daily:

An alternative approach to Superman’s status is the foundling statute, 8 USC 1401(f). “The following shall be nationals and citizens of the United States at birth…(f) a person of unknown parentage found in the United States while under the age of five years, until shown, prior to his attaining the age of twenty-one years, not to have been born in the United States.”  While rarely applied in the real world, a court could apply this to Superman.

Superman certainly had unknown parentage when he was found in the US under the age of five years.  The real crux is the meaning of ‘until shown…not to have been born in the United States.’  In most (if not all) continuities, Superman’s true origin was revealed to the Kent’s and to him before he turned 21, but a court could decide that ‘shown’ means ‘legally proven.’  So long as Superman’s immigration status were not an issue before he turned 21, which seems likely, he may indeed be considered a US citizen.

“Gadget” Superheroes and Federal Arms Control Laws

At least two major superheroes, Batman and Ironman, are the alter egos of  billionaire “industrialists,” Bruce Wayne and Tony Stark respectively. Both are the at least titular heads of their respective corporate empires, Wayne Enterprises and Stark Industries. Both are major defense contractors, i.e. arms merchants. Wayne Enterprises is generally described as a multi-industry conglomerate with significant revenues in a number of unrelated businesses, while Stark Industries is primarily in the arms business, but both appear to derive a significant portion of their revenues from selling weaponry of all sorts.

This raises two interesting issues. First, how exactly do these companies get the money for these sorts of secret projects? And second, do our various heroes break any laws when they leave the country or provide this equipment to others?

I. Arms Revenue

Weapons, particularly exotic and/or large and/or expensive ones, aren’t exactly for sale at Wal-Mart. Nor are they typically sold in much volume. Lockheed Martin Aeronautics, the division of Lockheed Martin responsible for the F-22 and F-35, sells somewhere in the neighborhood of a few hundred planes a year. Wal-Mart probably sells more items than that every second, even at 2:00AM.

That’s because Wal-Mart is selling to the consumer market, i.e. the hundreds of millions of customers their stores reach around the world. Lockheed Martin probably only has a handful of actual customers, because legal issues aside, only sovereign governments can afford to drop $150 million on a plane that seats one person, let alone a hundred of them.

In just about every comic book story, the conventional military does not seem to have access to the technologies used by Batman, Iron Man, etc., either explicitly or implicitly. I mean, there’s a reason the US government was pressing Tony Stark so hard in the beginning of Iron Man 2: the Pentagon wanted what Stark had, clearly implying that they did not, in fact, have it, i.e. Stark Industries wasn’t selling Iron Man technology to anyone. And they can’t be selling them to foreigners, because in addition to there being no indication of that in the stories it would be completely illegal without government authorization (see section II), and the federal government isn’t terribly likely to license the sale of weapons to foreign governments that it does not have itself.

Which raises the question: if the export of the really cool toys that our gadget-based superheroes like Batman and Ironman are using is restricted, how exactly is Stark Industries making any money? Wayne Enterprises is perhaps an easier case, as a company the size of Wal-Mart can probably misplace a billion dollars without too much difficulty, but a company that makes all of its money selling weapons has to sell weapons to someone. And if it isn’t to the government, the general public or to foreigners, where’s the budget come from?

The answer seems to be that these companies appear to be intended to replace existing defense companies, not exist in addition to them. It’s probably no mistake that the Stark Industries logo looks a lot like the Lockheed Martin logo. So Stark Industries presumably makes most of its money selling entirely mundane weapons to the government instead of, say, Lockheed Martin or Boeing. Wayne Enterprises makes a ton of money in its other business ventures, in addition to providing conventional arms to the government, so it is also probably intended to replace a number of other companies. This is a convenient and understandable substitution. Comic book authors probably don’t want to be bothered with the hassle of getting permission from actual companies to use their name and logos, and it’s doubtful that said companies would have given permission if asked. The replacement is made easier by the fact that most of the companies being replaced don’t have much in the way of public exposure.  For example, before it became linked to the Bush presidency, most people had probably never even heard of Halliburton, an $18 billion a year company.

Even then, defense contractors live and die on Defense Department funding, and wild conspiracy theories aside, it’d be pretty hard for one of them to secretly develop a weapons platform that the government didn’t directly fund and therefore know about. Black budgets may not be known to the public or to Congress, but someone at the Pentagon or CIA sure knows about them. But replacing an existing company with a fictional one permits us to attribute the profits of entirely mundane weaponry like jets, tanks, and firearms, all of which are significant profit centers for their respective manufacturers, to our fictional companies and their R&D departments.

II. The United States Munition List

But there actually are legal issues here. Specifically, the International Traffic in Arms Regulations (ITAR) 22 CFR parts 120-130, specifically the United States Munitions List, codified at 22 CFR part 121 (amendments). This is where the federal government lays out in great detail the restrictions placed on the export of weapons and related technologies. So, for example, it is illegal to export a gas turbine specifically designed for use in a ground vehicle. The regulation probably has in mind things like the M1 Abrams tank, but hey, isn’t the Batmobile (at least sometimes) powered by a gas turbine? And just about everything in one of Iron Man’s suits is going to find its way on the list somewhere, from the armor itself down to the micro-controllers in the servo motors: almost everything specifically designed for a military application, and even some things that aren’t, is on the export list. The ITAR even apply to civilian-developed software encryption, so they’d obviously apply to something as kick-ass as the arc reactor.

So what about S.H.I.E.L.D.? The general international law issues of S.H.I.E.L.D. will be the subject of a future post, but how does all this apply to what is sometimes portrayed as an organization under the control of the United Nations, clearly a “non-US person” under the terms of the USML? Again, if the Department of Defense doesn’t have access to S.H.I.E.L.D. gadgetry, it seems unlikely that State would authorize such a transaction. It gets better/worse. It is a violation under 22 CFR § 127.1(a)(1) to export any item on the USML without a license, and “export” is defined in 22 CFR § 120.17 as “Sending or taking a defense article out of the United States in any manner, except by mere travel outside of the United States by a person whose personal knowledge includes technical data.” So Iron Man’s little jaunt to Afghanistan in the first movie? That almost certainly constituted a violation of federal arms control laws. And even assuming that Bruce Wayne or Tony Stark invents their weaponry completely using their own funding and resources, the ITAR do not limit themselves to weapons developed with federal money: they apply to everything that fits into one of the categories on the USML.

Here we actually run into some difficulty trying to make the legal system in the real world sync up with the legal system in the comic book world. It is highly unlikely that the federal government would either 1) decide to scale back arms control laws when faced with gadget-based superheroes or 2) decide to give those superheroes a pass, especially if they wouldn’t share. So the question becomes: why doesn’t the US Attorney attempt to prosecute Tony Stark for this violation of federal law? More to the point, why is Congress messing around with hearings when they can simply send Stark to jail?

Well, probably because having Tony Stark do ten years (22 U.S.C. § 2778(c)) for arms control violations would be a pretty boring story.* And because fining Tony Stark the $1 million penalty there wouldn’t really make him think twice. Ultimately, this may just be one of those places where we have to pull out the mantra and remember that if we’re okay with a world where guys can shoot laser beams out of their eyes or turn into metal, we can probably handwave this too.

III. Conclusion

So really, we’re one for two. We can probably see how a company like Stark Industries or Wayne Enterprises could find the resources to develop weapons like the ones used by Batman and Iron Man, but actually using them, particularly in international contexts, seems to run up against a federal prerogative the government seems unlikely to abandon.

*Of course, this could be a great premise for Iron Man 3, where Stark is sent to prison, only to be released when the government realizes that it simply can’t get on without Robert Downey, Jr. Which is at least as plausible as some other things speculative fiction authors have tried to sell us.

The Takeaway

Co-author Ryan Davidson was featured on this morning’s edition of The Takeaway.

Superhero Privacy Rights, Part One

In the real world comic book characters and their likenesses have been made into toys, video games, movies, television shows, lunchboxes, bed sheets, and innumerable other things.  All of these secondary uses are mediated through intellectual property rights, particularly copyright and trademark rights.  But if Superman were a real person, how might the situation be different?  Could just anyone slap his image or iconic S shield on a lunchbox?  What about uses that suggest that Superman endorses a product or service?  (“Try Metropolis Brewery Beer, the choice of the Man of Steel!”)  Or worse, what about revealing a superhero’s secret identity?

I. The Rights of Publicity and Privacy

Future posts will address copyright and trademark, but first we must address something that real people have that fictional characters do not: the rights of publicity and privacy. Unlike copyright and trademark, these rights are not  intellectual property rights per se but rather rights derived from common law torts. In the United States the rights of publicity and privacy are primarily matters of state law.  As you might imagine, much of the law is driven by the interplay between celebrities and the media, and the two states with the most well-developed case law are California and New York, although those are not the only states with right of publicity statutes.  Nineteen states have general right of publicity or privacy statutes (CA, FL, IL, IN, KY, MA, NB, NV, NY, OH, OK, PA, RI, TN, TX, UT, VA, WA, WI).  J. Thomas McCarthy, 1 Rights of Publicity & Privacy § 6:8 (2d ed.).  Arizona has a specialized statute that applies to active and former members of the US armed forces, which may be useful for the many superheroes that are or were part of the military.  Ariz. Rev. Stat. § 12-761.

The states that lack privacy or publicity statutes at least recognize the common law torts related to the right of privacy.  McCarthy § 6:2.  Usually this takes the form of Prosser’s four privacy torts of intrusion, disclosure, false light, and appropriation.  See William Prosser, Privacy, 48 Calif. L. Rev. 383 (1960).  This post will consider intrusion, and the others will be addressed in future posts.

For this series we will primarily consider the common law of privacy.  Only a minority of states have statutes, and they vary widely in their nature and scope.  Even the six states that modeled their statute after New York’s refer to it only loosely.  See, e.g., Tropeano v. Atlantic Monthly Co., 379 Mass. 745, 747 (1980) (noting that “The statutory scheme of Massachusetts differs from that of New York.”).  Since fully addressing the patchwork of privacy laws around the country could fill a book (and has), the common law approach lets us speak in general terms.

II. Intrusion

Prosser described intrusion as “intrusion upon the plaintiff’s seclusion or solitude, or into his private affairs.” Prosser at 389.  This has been described as “the right to be left alone.”  Humphers v. First Interstate Bank, 298 Or. 706, 714 (1985) (quoting W. Page Keeton et al., Prosser and Keeton on the Law of Torts § 117, at 851 (5th ed 1984)).  For a more precise definition we can turn to the Restatement (Second) of Torts, which gives three elements: (1) an intentional intrusion, physical or otherwise, (2) upon the plaintiff’s solitude or seclusion or private affairs or concerns, (3) which would be highly offensive to a reasonable person.  See Mauri v. Smith, 324 Or. 476, 483 (1996) (applying the Restatement definition).  Note that “intrusion into solitude appears to be based on the manner in which a defendant obtains information, and not what a defendant later does with the information, which is covered by the public-disclosure-of-private-facts branch.” Fernandez-Wells v. Beauvais, 127 N.M. 487, 491 (Ct. App. N.M. 1999).

From a superhero’s point of view, the main issues here are intrusion into his or her secret identity and secret headquarters, if applicable.  The latter case is squarely within the scope of the tort (physical intrusion into a home or office is a classic example of the tort), so let’s focus on the issue of secret identity.  In particular, does a superhero’s secret identity fall under the scope of the second element?  And when we say “reasonable person” do we mean a reasonable regular person or a reasonable superhero, or does it matter?

The answer to the first question is probably yes.  Courts have held that the right to privacy includes psychological & emotional solitude and the intrusion can occur in a public place.  See, e.g., Phillips v. Smalley Maintenance Svcs, Inc., 435 So.2d 705, 711 (Ala. 1983) (holding “one’s emotional sanctum is certainly due the same expectations of privacy as one’s physical environment.” and “the ‘wrongful intrusion’ privacy violation can occur in a public place, when the matter intruded upon is of a sufficiently personal nature”).  As the definition states, the intrusion need not be directly physical and can include demands and threats.  Phillips, 435 So.2d at 711.

The answer to the second question is that the offensiveness of the intrusion is judged by the standard of an ordinary, reasonable person, not a superhero.  Prosser at 397.  Further, “the intrusion must be of such a character as would shock the ordinary person to the point of emotional distress.” Roe ex rel. Roe v. Heap, 2004-Ohio-2504, 2004 WL 1109849 (Ohio Ct. App. 10th Dist. Franklin County 2004).

Taking all of that together, I think we can see that the intrusion would have to be pretty severe.  Merely asking about or even forcifully demanding to know a superhero’s identity would probably not “shock the ordinary person to the point of emotional distress.”  However, things like ripping off a superhero’s mask or demanding the answer at gunpoint likely would qualify, even if the superhero was impervious to bullets (remember the ordinary person standard). One way to consider it is: would an ordinary, reasonable person feel coerced into giving up his or her secret identity?  Given the danger posed to a superhero and his or her family by exposure, such coercion would cause severe emotional distress.

Or consider the situation in The Dark Knight, where the Joker puts pressure on Batman to reveal his true identity by threatening not only Rachel Dawes, but random civilians. It is not hard to argue that a public figure of the sort that Batman had become in the film would reasonably feel coerced–Wayne would have revealed himself if Dent had not stepped in–by a threat like that one. So if anything, the unusual situation most superheros find themselves in, particularly those who are more-or-less explicitly dedicated to public service, the range of potential coercion adequate to ground such a tort would appear to be quite broad.

Even more, the scope of this tort is not limited to supervillains. A sub-plot of the movie involved a consultant threatening to go public with Batman’s real identity. While the Joker probably wouldn’t care all that much about being served with a civil lawsuit (Any volunteers for that job? No?), trying to blackmail someone like Bruce Wayne by threatening to go public is a spectacularly bad idea even aside from the “do-you-really-want-to-blackmail-Batman?” bit.

However, even if the assailant did not learn the secret identity or, if it were learned, did not disclose it, the elements of the tort would still be met because intrusion is distinct from disclosure.  And even if the acts occurred in public, they would still be tortious because intrusion is not limited to particular physical places.

III. Conclusion

The intrusion form of invasion of privacy likely protects superheroes from highly offensive intrusion into their secret identities and headquarters, but not from more casual inquiries.  Villains should think twice before demanding that Batman take off that mask.

The New York Times

We have been featured in an article in The New York Times!  Look for it in tomorrow’s print edition.  A big thank you to all of our readers and the Times!

We’d also like to thank a few of the many sites that have featured us, including MetaFilter, Slashdot, Boing Boing, The Volokh Conspiracy, and Fark.  Another thank you to our readers for sharing this site around the web!  We look forward to bringing you more analysis and discussion of these critical legal issues, and we hope you have as much fun reading the posts as we do writing them.