Total Recall

Earlier this month, Total Recall hit theaters. This isn’t exactly a remake of the 1990 Arnold Schwarzenegger movie, but instead more of a parallel adaptation of “We Can Remember it For You Wholesale,” a 1966 Philip K. Dick short story. It’s a bad movie on multiple levels. For one thing, somebody needs to revoke the lens flare privileges of whoever thought sticking the effect in 50% of the shots in the movie was anything remotely like a good idea. Also, if you’re going to cast two actresses who look somewhat alike, in the same movie, and have them get in a fight, at least have the decency to have one of them dye her hair or something so the audience can tell who the devil is winning.

The premise is basically ridiculous. Both movies and the short story have two primary settings. The story and first movie have those settings be Earth and Mars. But this movie? England and Australia, connected by “The Fall,” a patently impossible tunnel through the center of the earth which is used as a daily commute between the “United Federation of Britain” and “The Colony.” It apparently takes seventeen minutes to travel approximately 8,450 km, about 30,000 km/hour. Surprisingly enough, this is only about twice as fast as physics suggests should be the case, but really, having a human colony on Mars seems a lot more plausible. Compared to moving hundreds of megatons of rock and dealing with the immense pressures near the Earth’s core, going to Mars seems downright trivial.

The other major feature of the movie is common to all three works, i.e., “Rekall,” pronounced “recall.” It’s a company that’s perfected the process of both reading and writing memories into the human brain. They bill themselves as a vacation or adventure company. Don’t have the money to do whatever? Want to do something squicky? For a modest fee, you can get those memories in a matter of minutes. The technology also extends to erasing and replacing existing memories. This raises two issues, both of which we’ve talked about before: amnesia and mind reading.

I. Amnesia

We actually looked at this in the abstract last year, when we concluded that in most cases, amnesia is not a bar to prosecution. The argument is that a person who has no memories of the charged offense can’t offer assistance to his lawyer. Unfortunately, the courts have pretty much roundly rejected this idea (with the possible exception of the D.C. Circuit). Amnesia can be considered in competency hearings, but it’s rarely dispositive and does not act as an automatic bar to prosecution.

The justification for the rule is largely practical. If the head trauma is really bad, the defendant will probably be incompetent for other reasons, independent of amnesia. If you’re catatonic, a lack of memories is the least of your problems. Further, most of the time when this comes up in real cases, the defendant is strongly suspected to be faking and/or on drugs. Amnesia isn’t actually all that common absent head trauma or drugs. The former is pretty obvious to spot, and the courts strongly disapprove of letting voluntary use of drugs or alcohol keep someone from justice. And even if a person has no specific memories of the crime in question, odds are really good that they will still be able to assist their lawyer. They’ll know who their family and friends are, so they can probably get a pretty good idea of where they’ve been. They’ll still be able to weigh the objective evidence, e.g., forensic and surveillance evidence. Etc.

But what about if one’s memories aren’t just missing, but have been completely replaced? What if Douglas Quaid, apparently a factory worker, is actually an intercontinental (or interplanetary) intelligence operative? That might be a different situation. Here, the accused probably would have no way of reconstructing their whereabouts. They’d simply have no idea what was going on. And in the presence of technology which makes that kind of thing plausible, a court might take that into account. Still, the court also takes into account the strength of the government’s case. If they’ve got the defendant dead to rights, an amnesiac but otherwise mentally competent defendant would probably be found competent (and guilty).

II. Mind Reading

The technology also apparently permits fairly accurate mind reading, to the point that messages can be planted in someone’s brain to be delivered to someone who reads said brain later on. This is Johnny Mnemonic territory. But what about the use of this technology in the case of a defendant that’s pleading amnesia? Might a court be able to order the use of the technology to determine if the defendant is telling the truth?

This is a closer call. On one hand, the Fifth Amendment does create a right against self-incrimination. We’ve discussed this previously and came to the conclusion that telepathy and mind-reading technology can’t be used to get evidence from a criminal defendant’s mind against their will at trial. But on the other hand, a court can order the psychiatric evaluation of a criminal defendant. Indeed, a defendant found incompetent can be held indefinitely and subjected to involuntary psychiatric treatment, including forcible medication. That’s exactly what happened to Jared Lougnher, the shooter in the 2011 Tucson shooting.

So could a court order the use of mind-reading technology for the limited purpose of determining competency? Probably. But statements given during a psychiatric evaluation to determine competency may not be used for any other purpose unless the defendant consents (i.e. is properly warned first) or the defense brings it up at the trial.  Estelle v. Smith, 451 U.S. 454 (1981).  As the Eighth Circuit explained in Wise v. Bowersox, 136 F.3d 1197, 1205 (1998):

No violation of the privilege against self-incrimination arises from a trial court’s ordering a defendant to undergo a psychological examination if the information gained in that examination is used solely to determine whether the defendant is competent to stand trial and not to show that the defendant is guilty or that he deserves a particular sentence.

Even without mind-reading technology, this is something to keep in mind. If a defendant wishes to assert any kind of psychiatric problem as a defense or delaying tactic, the courts and prosecution have pretty broad-ranging powers to investigate that assertion. And, as also explained in Wise, refusal to cooperate may result in an adverse inference (i.e. an assumption that the defendant must be faking it), so there’s not a lot of point to it.

III. Conclusion

Really, there’s not much to be said in favor of the movie. The movie itself doesn’t really involve any particularly interesting legal concepts. Its take on mind-reading technologies has interesting implications, but none of them are really worked out on screen. Given the complete implausibility of the rest of the movie (A society that can build a tunnel through the Earth’s core can’t figure out how to clean up the landscape after a chemical weapons release? Really?), this one’s best skipped.

Nelson & Murdock Becomes Just Nelson

Today’s post is about the latest issue of Daredevil.  (If you aren’t following Mark Waid’s run on Daredevil, you should be.  If you want to catch up, the first six issues and issues 7-10.1 are available in trade paperback.)  After an unannounced nine day leave of absence from the firm on Daredevil business, Matt Murdock returns to find his law partner Foggy Nelson kicking him to the curb, at least for the time being.  So how does a law firm dissolve, and what are the consequences for Nelson and Murdock as newly independent attorneys?

I. Dissolving a Partnership

Since the sign on the door just says (or rather said) Nelson & Murdock, it’s likely that the firm is organized as an ordinary partnership, as opposed to a limited liability partnership or a professional corporation.  Typically those kinds of businesses are legally required to indicate their status (e.g. “Nelson & Murdock, LLP” or “Nelson & Murdock, P.C.”).  It is possible that Nelson & Murdock is an LLP or PC that registered “Nelson & Murdock” as a fictitious name (called an assumed name in New York), but that’s needlessly complicated.

In any case, there are a couple of different ways that the partnership could be dissolved.  If the partnership was a “partnership at will” (i.e. a partnership that was established for no specific purpose and no particular duration), then any partner can dissolve it at any time.  See, e.g., Dunay v. Ladenburg, Thalmann & Co, Inc., 170 A.D.2d 335 (1991).  If that were the case here, then Foggy could certainly take his ball and go home, so to speak.  All that is required is that Foggy’s actions “must manifest an unequivocal election to dissolve the partnership.”  In this case, Foggy says “You need to leave. … I’ve delegated your workload, I’m taking your name off the door, and I’m demanding a break. … We’re through.”  That seems pretty unequivocal to me.

However, it seems unlikely that two competent attorneys would form a partnership without a partnership agreement.  And if the firm were actually an LLP or PC then there would definitely be a partnership agreement or corporate charter.

A partnership agreement can specify, among many other things, how, why, and when the partnership can be dissolved.  In this case, Matt had been completely out of communication for nine days, unannounced, and there was evidence that he had unresolved issues with depression.  Being unresponsive to clients is both unethical (see New York Rules 1.3 and 1.4) and can be the basis for a malpractice action.  If mental health issues interfere with a lawyer’s ability to perform his or her job competently, then that’s also a problem.  New York Rule 1.1.  It’s highly likely that this would meet the standard for dissolving the partnership under the partnership agreement.  Since Matt was the one ‘in the wrong,’ it’s not surprising that Foggy would keep the office and (apparently) the clients.

Once the partnership was dissolved, it would technically remain in existence long enough to wind up its affairs.  N.Y. Partnership Law § 61.  This would give the firm time to, for example, disburse the partnership assets to the partners, transfer clients to Nelson’s new firm, etc.

II. Consequences

Foggy appears to be keeping the firm’s clients, either by the terms of the partnership agreement or by default, since Matt is in no state to represent them at the moment.  But after Matt gets cleaned up, could he approach his former clients?

As a general rule, non-competition and non-solicitation agreements either cannot be enforced against attorneys or can be enforced only very narrowly.  New York Rule 5.6; Graubard Mollen v. Moskovitz, 149 Misc.2d 481 (Sup. Ct. 1990).  In fact, it would be unethical for Murdock or Nelson to offer or accept an agreement that restricted their right to practice after terminating the partnership.  This is very different in other fields, where noncompetes are common.  The courts have decided that choosing a lawyer is special in that regard.  So Murdock would likely be free to set up his own firm and even to attempt to solicit his former clients to come over to the new firm.

III. Conclusion

It will be interesting to see where Waid takes this.  Is this the end of Nelson & Murdock?  Will we see the two on opposite sides of the courtroom in the future?  Exciting stuff!

Batman: Dark Victory I: Violations and Remedies

Batman: Dark Victory is the 1999-2000 fourteen-issue limited series which picks up where Batman: The Long Halloween left off, which is in turn a continuation of Frank Miller’s Batman: Year One story. It deals with the aftermath of the Holiday murders. Specifically, some of the legal aftermath of the Holiday murders. We’re going to take a look at one of the major legal plot points here—spoilers within, regarding both The Long Halloween and Dark Victory—and one of the tangential issues that comes up in that setting. Specifically, we’re going to look at allegations of the violation of the civil rights of a criminal defendant and potential remedies for such violations.

I. Violations

The new District Attorney, Janice Porter, says that she’s going to reopen the Holiday file. Alberto Falcone, son of the crime lord Carmine Falcone, was arrested, tried, and convicted for the Holiday killings. But during the arrest, Batman severely beats him, to the point that his right hand becomes essentially useless, permanently. Porter suggests that this is a violation of Falcone’s civil rights.

She’s almost certainly correct. The Supreme Court discussed excessive force by police officers in Graham v. Connor, 490 U.S. 386 (1989). It held that the determination as to whether an officer’s use of force is “reasonable” is a Fourth Amendment question—not a Fourteenth or Eighth Amendment one, as had been suggested—and that the analysis is objective. First of all, for us even to get to this question, there has to have been some kind of state action. There are two possible routes here. One could argue that Batman was a state actor. He was working very closely with Commissioner Gordon at the time, so this is plausible. One could also argue that Gordon standing by and letting Batman hand out the beating amounts to tacit police approval of Batman’s actions, making that a state action regardless of any prior relationship.

Assuming state action and given the severity of the beating, saying that Falcone’s civil rights have been violated seems patently obvious. But what happens next is… not.

II. Remedies

So Falcone’s civil rights have been violated. In real life, most of the time what happens in these cases is that the criminal defendant gets to sue for damages. The Civil Rights Act of 1871 contains a provision, now codified as 42 U.S.C. § 1983, which creates a private cause of action for violations of one’s civil rights by state or local officials.  This means a suit against both the officials and potentially also the state or local government.  Monell v. Dept. of Social Servs., 436 U.S. 658 (1978).  Notably, the suit can be both for damages and for an injunction designed to prevent future harm of the same type.  One wonders whether Falcone could have sued to prevent the Gotham City Police Department from working with Batman in the future.

But damages and possibly an injunction to prevent future harm are pretty much it. Unless the beating lead to the discovery of evidence which was critical in procuring the conviction (e.g. a forced confession), the conviction itself will stand. And in the absence of any change about the defendant’s guilt, any modification or reduction in a convict’s sentence is unlikely. Or rather not just unlikely, but pretty much unheard of. In the story, Porter reopens the Holiday file and somehow gets a Gotham City judge to modify Falcone’s sentence from incarceration in Arkham Asylum to house arrest in the custody of his brother. In real life, it’s difficult to see how something like this might work. Falcone is guilty. There were no irregularities with his prosecution. He got the snot beat out of him during his arrest, but as far as criminal procedure goes, there isn’t anything all that interesting going on.

So this part of the story just doesn’t work. DAs rarely reopen cases, and usually only when there’s new evidence suggesting the defendant’s innocence. But we’re not sure there’s even a mechanism whereby a DA could seek a reduction in a convict’s sentence just because he was maltreated prior to prosecution. If the prosecution wants a lighter sentence, they can ask for that during sentencing. But later prosecutors don’t get to go back and muck about with prior prosecutors’ convictions.  It is possible that a prosecutor could request that the governor commute the prisoner’s sentence, but there’s no sign of that here.

III. Immigration

As an aside, the judge, Judge Harkness of Gotham City, says that if there is any funny business with Alberto Falcone after he is released to house arrest that “I will make it my personal business to see that immigration takes another look at you, sir,” meaning Mario Falcone, who is trying to take his family legitimate. Are there any teeth to this threat?

One is reminded of the ongoing controversy in Arizona and elsewhere about state efforts to get involved in immigration activities. The federal government is, to put it mildly, not amused. The Supreme Court recently struck down parts of Arizona’s SB 1070 law as unconstitutional encroachments on an area of law reserved for Congress. The outcome, while disappointing to some, wasn’t all that surprising to anyone, as immigration is an explicitly federal subject under Art. I, sec. 8, cl. 4.

But that isn’t really what’s going on here. This isn’t an example of a state government making explicit and systematic moves to affect immigration policy. Rather, it’s an example of a state official saying he’s going to use what influence is his to wield to affect the outcome of a particular case for what are arguably legitimate reasons. If a state court judge in a state and community not really known for its immigration problems were to call up his local U.S. Attorney or regional ICE office, he might well be able to get some attention. Not as a matter of law, mind you, but as the sort of consideration that governmental agencies frequently show each other. So while the judge doesn’t have the authority to deport Mario, the story doesn’t suggest that he does, merely that he might be able to make a few phone calls. And he just might.

IV. Conclusion

Dark Victory is absolutely right that Alberto Falcone’s civil rights have been violated. But how that’s supposed to add up to him being released from Arkham Asylum—where he was sent after a successful insanity plea—into his family’s custody is far from clear. And Judge Harkness’ little threat to Mario, while not necessarily describing a formal legal process, may actually have teeth. Informal teeth, but not necessarily any less real.

National Law Journal Interview and Review

The National Law Journal has a review of our upcoming book, The Law of Superheroes.  Thanks to Matthew Huisman for a great review and interview!  You can pre-order the book online from AmazonBarnes & NobleBooks-A-MillionIndiebound, and the iTunes iBookstore.

Nobody Foresees the Lizard

We received a great question about The Amazing Spider-Man and liability for the damage done by the villain.  Spoilers below!

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The Dark Knight Rises: Bankruptcy

Without going into too much detail above the fold (spoilers ahead!), a key plot point of The Dark Knight Rises concerns bankruptcy law.  Today we’re going to talk about a couple of aspects of that.

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The Dark Knight Rises III: Nuclear Shenanigans

Last week we mentioned that there are some… problems with the way the law is handled in The Dark Knight Rises. Specifically, the corporate angle doesn’t make any sense, and there are some real unresolved issues pertaining to Bane’s occupation of Gotham.

This time, we’re going to look at something mentioned by a few commenters, i.e., how the heck did Wayne Industries build a fusion reactor immediately below Gotham City?

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Wolfram & Hart and…Legal Ethics?

Our latest monthly column at Subculture for the Cultured has just been published.  It answers the following question sent in by Arthur:

On Joss Whedon’s show Angel, the law firm Wolfram and Hart hire Angel as CEO. As far as I know, if you incorporate a law firm, it can only be owned by lawyers. Does any rule like this apply to officer positions as well? Would there be any legal ramifications of having Angel as their CEO without any business or legal experience?

The answer might just surprise you!

The Dark Knight Rises II: Now What?

Yesterday, we looked at some of the problems with the way The Dark Knight Rises handles corporate law. Today we’re looking at, not so much problems with the movie, as issues the movie raises that are going to be problems for somebody, almost right away. We’re going to be doing some speculation here, but it’s all in good fun.  Major spoilers ahead.

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The Dark Knight Rises I: Corporate Shenanigans

The latest and presumably last installment in Christopher Nolan’s epic Dark Knight Trilogy, beginning with Batman Begins, continuing through The Dark Knight and now culminating in The Dark Knight Rises, came out on Friday. The reviews are generally positive, but as always, we’re more interested in how the film handles the legal side of things.

Unfortunately… there are some problems.  Major spoilers follow.

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